| Essential Requirements |
A/NA |
Evidence of Compliance and
Location; Other Remarks |
| I.
GENERAL REQUIREMENTS |
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| 1.
The devices must be designed and manufactured in such a
way that, when used under the conditions and for
the-purposes intended, they will not compromise the
clinical condition or the safety of patients, or the
safety and health of users or, where applicable, other
persons, provided that any risks which may be associated
with their use constitute acceptable risks when weighed
against the benefits to the patient and are compatible
with a high level of protection of health and safety. |
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2.
The solutions adopted by the manufacturer for the design
and construction of the devices must conform to safety
principles, taking account of the generally acknowledged
state of the art.
- In selecting the most
appropriate solutions, the manufacturer must apply
the following principles in the following order:
- eliminate or reduce risks as far as possible
(inherently safe design and construction),
- where appropriate take adequate protection
measures including alarms if necessary, in relation
to risks that cannot be eliminated,
- inform users of the residual risks due to any
shortcomings of the protection measures adopted.
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| 3.
The devices must achieve the performances intended by
the manufacturer and be designed, manufactured and
packaged in such a way that they are suitable for one or
more of the functions referred to in Article 1 (2) (a),
as specified by the manufacturer. |
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| 4.
The characteristics and performances referred to in
Sections 1, 2 and 3 must not be adversely affected to
such a degree that the clinical conditions and safety of
the patients and, where applicable, of other persons are
compromised during the lifetime of the device as
indicated by the manufacturer, when the device is
subjected to the stresses which can occur during normal
conditions of use. |
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| 5.
The devices must be designed, manufactured and packed in
such a way that their characteristics and performances
during their intended use will not be adversely affected
during transport and storage taking account of the
instructions and information provided by the
manufacturer. |
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| 6.
Any undesirable side-effect must constitute an
acceptable risk when weighed against the performances
intended. |
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II. REQUIREMENTS REGARDING DESIGN AND CONSTRUCTION |
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7.
Chemical, physical and biological properties
7.1. The devices must be designed and
manufactured in such a way as to guarantee the
characteristics and performances referred to in
Section I on the 'General requirements'. Particular
attention must be paid to:
- the choice of materials used, particularly as
regards toxicity and, where appropriate,
flammability,
- the compatibility between the materials used
and biological tissues, cells and body fluids,
taking account of the intended purpose of the
device.
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7.2. The devices must be designed, manufactured and
packed in such a way as to minimize the risk posed by
contaminants and residues to the persons involved in the
transport, storage and use of the devices and to the
patients, taking account of the intended purpose of the
product. Particular attention must be paid to the
tissues exposed and to the duration and frequency of
exposure. |
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7.3. The devices must be designed and manufactured in
such a way that they can be used safely with the
materials, substances and gases with which they enter
into contact during their normal use or during routine
procedures; if the devices are intended to administer
medicinal products they must be designed and
manufactured in such a way as to be compatible with the
medicinal products concerned according to the provisions
and restrictions governing these products and that their
performance is maintained in accordance with the
intended use. |
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7.4. Where a device incorporates, as an integral part, a
substance which, if used separately, may be considered
to be a medicinal product as defined in Article 1 of
Directive 65/65/EEC and which is liable to act upon the
body with action ancillary to that of the device, the
safety, quality and usefulness of the substance must be
verified, taking account of the intended purpose of the
device, by analogy with the appropriate methods
specified in Directive 75/318/EEC. |
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7.5. The devices must be designed and manufactured in
such a way as to reduce to a minimum the risks posed by
substances leaking from the device. |
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7.6. Devices must he designed and manufactured in such a
way as to reduce, as much as possible, risks posed by
the unintentional ingress of substances into the device
taking into account the device and the nature of the
environment in which it is intended to be used. |
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8. Infection and microbial contamination 8.1.
The devices and manufacturing processes must be designed
in such a way as to eliminate or reduce as far as
possible the risk of infection to the patient, user and
third parties. The design must allow easy handling and,
where necessary, minimize contamination of the device by
the patient or vice versa during use. |
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8.2. Tissues of animal origin must originate from
animals that have been subjected to veterinary controls
and surveillance adapted to the intended use of the
tissues. Notified bodies shall retain information on
the geographical origin of the animals.
Processing, preservation, testing and handling of
tissues, cells and substances of animal origin must he
carried out so as to provide optimal security. In
particular safety with regard to viruses and other
transferable agents must be addressed by implementation
of validated methods of elimination or viral
inactivation in the course of the manufacturing process. |
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8.3. Devices delivered in a sterile state must be
designed, manufactured and packed in a non-reusable pack
and/or according to appropriate procedures to ensure
that they are sterile when placed on the market and
remain sterile, under the storage and transport
conditions laid down, until the protective packaging is
damaged or opened. |
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8.4. Devices delivered in a sterile state must have been
manufactured and sterilized by an appropriate, validated
method. |
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8.5. Devices intended to be sterilized must be
manufactured in appropriately controlled (c. g.
environmental) conditions. |
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8.6. Packaging systems for non-sterile devices must keep
the product without deterioration at the level of
cleanliness stipulated and, if the devices are to be
sterilized prior to use, minimize the risk of microbial
contamination; the packaging system must be suitable
taking account of the method of sterilization indicated
by the manufacturer. |
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8.7. The packaging and/or label of the device must
distinguish between identical or similar products sold
in both sterile and non-sterile condition. |
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9. Construction and environmental properties
9.1. If the device is intended for use in combination
with other devices or equipment, the whole combination,
including the connection system must be safe and must
not impair the specified performances of the devices.
Any restrictions on use must be indicated on the label
or in the instructions for use. |
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9.2. Devices must be designed and manufactured in such a
way as to remove or minimize as far as is possible:
- the risk of injury, in connection with their
physical features, including the volume/pressure
ratio, dimensional and where appropriate ergonomic
features,
- risks connected with reasonably foreseeable
environmental conditions, such as magnetic fields,
external electrical influences, electrostatic
discharge, pressure, temperature or variations in
pressure and acceleration,
- the risks of reciprocal interference with other
devices normally used in the investigations or for
the treatment given,
- risks arising where maintenance or calibration
are not possible (as with implants), from ageing of
materials used or loss of accuracy of any measuring
or control mechanism.
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9.3. Devices must be designed and manufactured in such a
way as to minimize the risks of fire or explosion during
normal use and in single fault condition. Particular
attention must be paid to devices whose intended use
includes exposure to flammable substances or to
substances which could cause combustion. |
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10. Devices with a measuring function 10.1.
Devices with a measuring function must be designed and
manufactured in such a way as to provide sufficient
accuracy and stability within appropriate limits of
accuracy and taking account of the intended purpose of
the device. The limits of accuracy must be indicated by
the manufacturer. |
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10.2. The measurement, monitoring and display scale must
be designed in line with ergonomic principles, taking
account of the intended purpose of the device. |
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10.3. The measurements made by devices with a measuring
function must be expressed in legal units conforming to
the provisions of Council Directive 80/181/EEC (). |
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11. Protection against radiation 11.1. General
11.1.1. Devices shall be designed and manufactured in
such a way that exposure of patients, users and other
persons to radiation shall be reduced as far as possible
compatible with the intended purpose, whilst not
restricting the application of appropriate specified
levels for therapeutic and diagnostic purposes. |
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11.2. Intended radiation 11.2.1. Where devices are
designed to emit hazardous levels of radiation necessary
for a specific medical purpose, the benefit of which is
considered to outweigh the risks inherent in the
emission, it must be possible for the user to control
the emissions. Such devices shall be designed and
manufactured to ensure reproducibility and tolerance of
relevant variable parameters. |
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11.2.2. Where devices are intended to emit potentially
hazardous, visible and/or invisible radiation, they must
be fitted, where practicable, with visual displays
and/or audible warnings of such emissions. |
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11.3. Unintended radiation 11.3.1. Devices shall be
designed and manufactured in such a way that exposure of
patients, users and other persons to the emission of
unintended, stray or scattered radiation is reduced as
far as possible. |
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11.4. Instructions 11.4.1. The operating instructions
for devices emitting radiation must give detailed
information as to the nature of the emitted radiation,
means of protecting the patient and the user and on ways
of avoiding misuse and of eliminating the risks inherent
in installation. |
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11.5. Ionizing radiation 11.5.1. Devices intended to
emit ionizing radiation must be designed and
manufactured in such a way as to ensure that, where
practicable, the quantity, geometry and quality of
radiation emitted can he varied and controlled taking
into account the intended use. |
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11.5.2. Devices emitting ionizing radiation intended for
diagnostic radiology shall be designed and manufactured
in such a way as to achieve appropriate image and/or
output quality for the intended medical purpose whilst
minimizing radiation exposure of the patient and user. |
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11.5.3. Devices emitting ionizing radiation, intended
for therapeutic radiology shall be designed and
manufactured in such a way as to enable reliable
monitoring and control of the delivered dose, the beam
type and energy and where appropriate the quality of
radiation. |
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12. Requirements for medical devices connected to or
equipped with an energy source 12.1. Devices
incorporating electronic programmable systems must be
designed to ensure the repeatability, reliability and
performance of these systems according to the intended
use. In the event of a single fault condition (in the
system) appropriate means should be adopted to eliminate
or reduce as far as possible consequent risks. |
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12.2. Devices where the safety of the patients depends
on an internal power supply must be equipped with a
means of determining the state of the power supply. |
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12.3. Devices where the safety of the patients depends
on an external power supply must include an alarm system
to signal any power failure. |
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12.4. Devices intended to monitor one or more clinical
parameters of a patient must be equipped with
appropriate alarm systems to alert the user of
situations which could lead to death or severe
deterioration of the patient's state of health. |
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12.5. Devices must be designed and manufactured in such
a way as to minimize the risks of creating
electromagnetic fields which could impair the operation
of other devices or equipment in the usual environment. |
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12.6. Protection against electrical risks
Devices must be designed and manufactured in such a
way as to avoid, as far as possible, the risk of
accidental electric shocks during normal use and in
single fault condition, provided the devices are
installed correctly. |
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12.7. Protection against mechanical and thermal risks
12.7.1. Devices must be designed and manufactured in
such a way as to protect the patient and user against
mechanical risks connected with, for example,
resistance, stability and moving parts. |
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12.7.2. Devices must be designed and manufactured in
such a way as to reduce to the lowest possible level the
risks arising from vibration generated by the devices,
taking account of technical progress and of the means
available for limiting vibrations, particularly at
source, unless the vibrations are part of the specified
performance. |
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12.7.3. Devices must be designed and manufactured in
such a way as to reduce to the lowest possible level the
risks arising from the noise emitted, taking account of
technical progress and of the means available to reduce
noise, particularly at source, unless the noise emitted
is part of the specified performance. |
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12.7.4. Terminals and connectors to the electricity, gas
or hydraulic and pneumatic energy supplies which the
user has to handle must be designed and constructed in
such a way as to minimize all possible risks. |
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12.7.5. Accessible parts of the devices (excluding the
parts or areas intended to supply beat or reach given
temperatures) and their surroundings must not attain
potentially dangerous temperatures under normal Use.
12.8. Protection against the risks posed to the patient
by energy supplies or substances
12.8.1. Devices for supplying the patient with energy
or substances must be designed and constructed in such a
way that the flow-rate can be set and maintained
accurately enough to guarantee the safety of the patient
and of the user. |
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12.8.2. Devices must be fitted with the means of
preventing and/or indicating any inadequacies in the
flow-rate which could pose a danger.
Devices must incorporate suitable means to prevent,
as far as possible, the accidental release of dangerous
levels of energy from an energy and/or substance source. |
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12.9. The function of the controls and indicators must
be clearly specified on the devices.
Where a device bears instructions required for its
operation or indicates operating or adjustment
parameters by means of a visual system, such information
must be understandable to the user and, as appropriate,
the patient. |
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13. Information supplied by the manufacturer
13.1. Each device must be accompanied by the information
needed to use it safely and to identify the
manufacturer, taking account of the training and
knowledge of the potential users.
This information comprises the details on the label
and the data in the instructions for use.
As far as practicable and appropriate, the
information needed to use the device safely must be set
our on the device itself and/or on the packaging for
each unit or, where appropriate, on the sales packaging.
If individual packaging of each unit is not practicable,
the information must be set our in the leaflet supplied
with one or more devices.
Instructions for use must be included in the
packaging for every device. By way of exception, no such
instructions for use are needed for devices in Class I
or IIa if they can be used safely without any such
instructions. |
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13.2. Where appropriate, this information should take
the form of symbols. Any symbol or identification colour
used must conform to the harmonized standards. In areas
for which no standards exist, the symbols and colours
must be described in the documentation supplied with the
device. |
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13.3. The label must bear the following particulars:
(a) the name or trade name and address of the
manufacturer. For devices imported into the
Community, in view of their distribution in the
Community, the label, or the outer packaging, or
instructions for use, shall contain in addition the
name and address of either the person responsible
referred to in Article 14 (2) or of the authorized
representative of the manufacturer established
within the Community or of the importer established
within the Community, as appropriate;
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(b) the details strictly necessary for the user
to identify the device and the contents of the
packaging;
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(c) where appropriate, the word 'STERILE';
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(d) where appropriate, the batch code, preceded
by the word 'LOT', or the serial number;
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(e) where appropriate, an indication of the date
by which the device should be used, in safety,
expressed as the year and month;
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(f) where appropriate, an indication that the
device is for single use;
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(g) if the device is custom-made, the words
'custom-made device';
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(h) if the device is intended for clinical
investigations, the words 'exclusively for clinical
investigations';
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(i) any special storage and/or handling
conditions;
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(j) any special operating instructions;
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(k) any warnings and/or precautions to take;
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(l) year of manufacture for active devices other
than those covered by (c). This indication may be
included in the batch or serial number;
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(m) where applicable, method of sterilization.
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13.4. If the intended purpose of the device is not
obvious to the user, the manufacturer must clearly state
it on the label and in the instructions for use. |
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13.5. Wherever reasonable and practicable, the devices
and detachable components must be identified, where
appropriate in terms of batches, to allow all
appropriate action to detect any potential risk posed by
the devices and detachable components. |
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13.6. Where appropriate, the instructions for use must
contain the following particulars:
(a) the details referred to in Section 13.3, with
the exception of (d) and (c;
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(b) the performances referred to in Section 3 and
any undesirable side-effects;
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(c) if the device must he installed with or
connected to other medical devices or equipment in
order to operate as required for its intended
purpose, sufficient details of its characteristics
to identify the correct devices or equipment to use
in order to obtain a safe combination;
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(d) all the information needed to verify whether
the device is properly installed and can operate
correctly and safely, plus details of the nature and
frequency of the maintenance and calibration needed
to ensure that the devices operate properly and
safely at all times;
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(e) where appropriate, information to avoid
certain risks in connection with implantation of the
device;
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(f) information regarding the risks of reciprocal
interference posed by the presence of the device
during specific investigations or treatment;
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(g) the necessary instructions in the event of
damage to the sterile packaging and, where
appropriate, details of appropriate methods of
resterilization;
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(h) if the device is reusable, information on the
appropriate processes to allow reuse, including
cleaning, disinfection, packaging and, where
appropriate, the method of sterilization of the
device to be resterilized, and any restriction on
the number of reuses.
Where devices are supplied with the intention
that they be sterilized before. use, the
instructions for cleaning and sterilization must be
such that, if correctly followed, the device will
still comply with the requirements in Section I;
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(i) details of any further treatment or handling
needed before the device can be used (for example,
sterilization, final assembly, etc.);
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(j) in the case of devices emitting radiation for
medical purposes, details of the nature, type,
intensity and distribution of this radiation.
The instructions for use must also include
details allowing the medical staff to brief the
patient on any contra-indications and any
precautions to be taken. These details should cover
in particular:
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(k) precautions to be taken in the event of
changes in the performance of the device;
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(l) precautions to be taken as regards exposure,
in reasonably foreseeable environmental conditions,
to magnetic fields, external electrical influences,
electrostatic discharge, pressure or variations in
pressure, acceleration, thermal ignition sources,
etc.;
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(m) adequate information regarding the medicinal
product or products which the device in question is
designed to administer, including any limitations in
the choice 'of substances to be delivered;
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(n) precautions to be taken against any special,
unusual risks related to the disposal of the device;
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(o) medicinal substances incorporated into the
device as an integral part in accordance with
Section 7.4;+
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(p) degree of accuracy claimed for devices with a
measuring function.
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14. Where conformity with the essential
requirements must be based on clinical data, as in
Section I (6), such data must be established in
accordance with Annex X.
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